Top Financial Advisors in Carlsbad, California
Finding the right financial advisor in Carlsbad is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Carlsbad, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Carlsbad, CA.
Find the Best Financial Advisor Firms in Carlsbad:
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081
Address: 6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Clients: 6,700
Average Clients per Advisor: 128
AUM: $ 6.3B
CARDIFF PARK ADVISORS
CRD#: 126752
Address: Carlsbad, CA
AUM: $ 2.7B
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589
Address: 2792 Gateway Road, Carlsbad, CA 92009
Clients: 432
Average Clients per Advisor: 33
AUM: $ 828M
FINANCIAL FOCUS LLC
CRD#: 282177
Address: 1917 Palomar Oaks Way Suite 130, Carlsbad, CA 92008
Clients: 394
Average Clients per Advisor: 98
AUM: $ 687M
SIMPLYRICH
CRD#: 119311
Address: Carlsbad, CA
Clients: 30
Average Clients per Advisor: 15
AUM: $ 371M
SEASIDE WEALTH MANAGEMENT, INC.
CRD#: 271039
Address: 6154 Innovation Way, Carlsbad, CA 92009
Clients: 180
Average Clients per Advisor: 45
AUM: $ 362M
How We Chose the Top Financial Advisors in Carlsbad, California
To create this list of top financial advisor firms in Carlsbad, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Carlsbad has to offer.
Search Financial Advisors in Carlsbad, California
Steven Louis Payne
Registered Affiliation(s):UNITED CAPITAL FINANCIAL ADVISORS
Kelly Scott Garton
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Paul Avila Neves
Registered Affiliation(s):SECURITIES AMERICA ADVISORS, INC.
Maureen Linda Verduyn
Registered Affiliation(s):THE FINANCIAL TEAM, INC.
Jennifer R Perkinson
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
John Joseph Aguilera
Registered Affiliation(s):OSAIC SERVICES, INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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