Top Financial Advisors in New York, New York
Finding the right financial advisor in New York is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in New York, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in New York, NY.
Find the Best Financial Advisor Firms in New York:
J.P. MORGAN SECURITIES LLC
CRD#: 79
Address: 383 Madison Avenue, New York, NY 10179
Clients: 780,713
In Business for: 40 Years
Average Clients per Advisor: 96
AUM: $ 352.6B
Disclosures: 541
RBC CAPITAL MARKETS, LLC
CRD#: 31194
Address: 200 Vesey St., New York, NY 10281
Clients: 263,588
In Business for: 15 Years
Average Clients per Advisor: 44
AUM: $ 310.4B
Disclosures: 491
GOLDMAN SACHS & CO. LLC
CRD#: 361
Address: 200 West Street, New York, NY 10282
In Business for: 99 Years
AUM: $ 233.2B
Disclosures: 431
CERITY PARTNERS LLC
CRD#: 151559
Address: 99 Park Avenue 16th Floor, New York, NY 10016
Clients: 7,869
Average Clients per Advisor: 9
AUM: $ 122.8B
ROCKEFELLER FINANCIAL LLC
CRD#: 291361
Address: 45 Rockefeller Plaza Floor 5, New York, NY 10111
Clients: 21,369
In Business for: 8 Years
Average Clients per Advisor: 28
AUM: $ 70.0B
Disclosures: 1
CITIGROUP GLOBAL MARKETS INC.
CRD#: 7059
Address: 388 Greenwich Street Tower Building, New York, NY 10013
Clients: 34,219
In Business for: 27 Years
Average Clients per Advisor: 8
AUM: $ 46.9B
Disclosures: 1,233
How We Chose the Top Financial Advisors in New York, New York
To create this list of top financial advisor firms in New York, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors New York has to offer.
Search Financial Advisors in New York, New York
Elizabeth Katz Miller
Registered Affiliation(s):SUMMIT PLACE FINANCIAL ADVISORS, LLC
Shawn Andrew Rubin
Registered Affiliation(s):MORGAN STANLEY
Susy Li Young Chang
Registered Affiliation(s):MML INVESTORS SERVICES, LLC
Walter Corea
Registered Affiliation(s):RBC CAPITAL MARKETS, LLC
Leora F Zach
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
John Lawrence Alex
Registered Affiliation(s):MORGAN STANLEY
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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