Top Financial Advisors in Newport Beach, California
Finding the right financial advisor in Newport Beach is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Newport Beach, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Newport Beach, CA.
Find the Best Financial Advisor Firms in Newport Beach:
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777
Address: 4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Clients: 3,536
Average Clients per Advisor: 26
AUM: $ 238.6B
BEACON POINTE ADVISORS, LLC
CRD#: 119290
Address: 24 Corporate Plaza Suite 150, Newport Beach, CA 92660
Clients: 10,342
Average Clients per Advisor: 29
AUM: $ 39.8B
HOLLENCREST CAPITAL MANAGEMENT, LLC
CRD#: 46217
Address: 100 Bayview Circle Suite 500, Newport Beach, CA 92660-8903
Clients: 245
In Business for: 28 Years
Average Clients per Advisor: 12
AUM: $ 2.7B
Disclosures: 3
PROVENIO CAPITAL
CRD#: 333009
Address: 4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660
AUM: $ 1.6B
COMPAK ASSET MANAGEMENT
CRD#: 109930
Address: 1801 Dove Street, Newport Beach, CA 92660
Clients: 534
Average Clients per Advisor: 44
AUM: $ 1.3B
TARBOX FAMILY OFFICE, INC.
CRD#: 106079
Address: 500 Newport Center Drive Ste 500, Newport Beach, CA 92660
AUM: $ 967M
How We Chose the Top Financial Advisors in Newport Beach, California
To create this list of top financial advisor firms in Newport Beach, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Newport Beach has to offer.
Search Financial Advisors in Newport Beach, California
Teresa Sue Harmon
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Anthony William Ross
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Leon Russell Laub
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Justin John Frame
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Ryan Patrick Hawkins
Registered Affiliation(s):WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Keith H Tran
Registered Affiliation(s):UBS FINANCIAL SERVICES INC.
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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