Top Financial Advisors in Santa Barbara, California
Finding the right financial advisor in Santa Barbara is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Santa Barbara, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Santa Barbara, CA.
Find the Best Financial Advisor Firms in Santa Barbara:
MISSION WEALTH MANAGEMENT, LP
CRD#: 113057
Address: 1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Clients: 1,257
Average Clients per Advisor: 12
AUM: $ 10.0B
EL CAPITAN ADVISORS
CRD#: 290340
Address: 1900 State Street Suite J, Santa Barbara, CA 93101
AUM: $ 7.4B
WEST COAST FINANCIAL, LLC
CRD#: 104677
Address: 1435 Anacapa Street, Santa Barbara, CA 93101
Clients: 310
Average Clients per Advisor: 11
AUM: $ 1.8B
ARLINGTON FINANCIAL ADVISORS, LLC
CRD#: 283288
Address: 100 E. De La Guerra St, Santa Barbara, CA 93101
Clients: 210
Average Clients per Advisor: 26
AUM: $ 1.0B
CHANNEL WEALTH, LLC
CRD#: 323461
Address: 3700 State Street Suite 240, Santa Barbara, CA 93105
Clients: 1,015
Average Clients per Advisor: 101
AUM: $ 833M
OAK ROOT LLC
CRD#: 246788
Address: Santa Barbara, CA
Clients: 7
Average Clients per Advisor: 3
AUM: $ 813M
How We Chose the Top Financial Advisors in Santa Barbara, California
To create this list of top financial advisor firms in Santa Barbara, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Santa Barbara has to offer.
Search Financial Advisors in Santa Barbara, California
Andrew Lee Walton
Registered Affiliation(s):CHARLES SCHWAB & CO., INC.
Jeffrey Malcolm Moorhouse
Registered Affiliation(s):RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Kevin Robert Richard
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
James Russell Dawson
Registered Affiliation(s):WELLS FARGO CLEARING SERVICES, LLC
Olga Rithianos Jones
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
John Stephen Hepp
Registered Affiliation(s):MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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